AML Fines Tracker Every AML and sanctions penalty, from the regulator's own notice
Search fines issued by FinCEN, OFAC, the OCC, the FCA, FINTRAC and other regulators. Filter by country, sector and violation, see what went wrong, and download the data.
- fines tracked
- 61
- in penalties
- $2.9B
- regulators
- 6
- countries
- 3
15 fines · $1.5B in total · Clear filters
| Date | Fined entity | Regulator | Amount | Violations | Source |
|---|---|---|---|---|---|
| 13 Oct 2026 | Bank of AmericaBank | FinCENUnited States | $1,200,000,000 | AML program failures Sanctions | Regulator notice |
| 13 Oct 2026 | Bank of America, N.A.Bank | OFACUnited States | $11,662,930 | Sanctions | Regulator notice |
| 9 Oct 2026 | Pegasus Worldwide LogisticsOther | OFACUnited States | $175,015 | Sanctions | Regulator notice |
| 12 Aug 2026 | Rice Lake Weighing Systems, Inc.Other | OFACUnited States | $60,764 | Sanctions | Regulator notice |
| 1 Jun 2026 | FTI Consulting, Inc.Other | OFACUnited States | $1,050,000 | Sanctions | Regulator notice |
| 18 May 2026 | Adani Enterprises LimitedOther | OFACUnited States | $275,000,000 | Sanctions | Regulator notice |
| 17 Mar 2026 | TradeStation Securities, Inc.Broker-dealer | OFACUnited States | $1,110,661 | Sanctions | Regulator notice |
| 12 Feb 2026 | IMG Academy, LLCOther | OFACUnited States | $1,720,000 | Sanctions | Regulator notice |
| 16 Dec 2025 | Exodus Movement, Inc.Other | OFACUnited States | $3,103,360 | Sanctions | Regulator notice |
| 4 Dec 2025 | Gracetown, Inc.Other | OFACUnited States | $7,139,305 | Sanctions | Regulator notice |
| 2 Dec 2025 | IPI Partners, LLCOther | OFACUnited States | $11,485,352 | Sanctions | Regulator notice |
| 22 Sep 2025 | ShapeShift AGOther | OFACUnited States | $750,000 | Sanctions | Regulator notice |
| 3 Sep 2025 | Fracht FWO Inc.Other | OFACUnited States | $1,610,775 | Sanctions | Regulator notice |
| 15 Jul 2025 | Interactive Brokers LLCOther | OFACUnited States | $11,832,136 | Sanctions | Regulator notice |
| 8 Jul 2025 | Harman International Industries, Inc.Other | OFACUnited States | $1,454,145 | Sanctions | Regulator notice |
Amounts in other currencies are shown with an approximate US dollar value at the notice date. Last reviewed by our compliance team: 27 Oct 2026.
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Most of these fines started with a missed alert
Unmonitored transactions, unscreened customers and high-risk accounts opened anyway. complead catches them before a regulator does.
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- Customer risk scoring that blocks or escalates high-risk onboarding
AML fines questions
How the tracker works.
What counts as an AML fine?
A penalty or settlement against a company for failures in anti-money laundering, sanctions, customer due diligence, transaction monitoring or suspicious activity reporting, or for running an unlicensed money business. Prison sentences for individuals and unrelated fines, such as accounting or securities disclosure cases, are not included.
Where does the data come from?
From the regulators' own published penalty lists and notices: FinCEN, OFAC, the OCC, the FCA and FINTRAC, plus fines from other regulators that our AML News Radar picks up. Every record is checked by a person before it is published and links to its source.
How often is it updated?
Regulator lists are checked every week, and new fines spotted in the news are reviewed in the same weekly cycle.
Why does a fine appear twice for the same company?
When two regulators penalise the same company, each penalty is its own record. Bank of America's October 2026 fines from FinCEN and the OCC are two records, not one combined figure.
Why do amounts differ from news reports?
News stories often add several agencies' penalties together or round the figure. The tracker shows each regulator's amount in its original currency, with an approximate US dollar value at the notice date.
Can I use the data?
Yes. Download the filtered list as CSV with your work email, and please link back to the tracker when you cite it.