What happened
A New York federal judge ruled that TD Bank and some executives must face most claims in an investor lawsuit related to a $3 billion settlement over anti-money laundering compliance failures.
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What compliance teams should check
- Review AML compliance controls in light of TD Bank case
- Assess exposure to TD Bank for ongoing or past business
- Monitor for further regulatory or legal developments
FOR COMPLIANCE TEAMS
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A New York federal judge has ruled TD Bank and some of its executives must face the majority of claims in an investor action related to a $3 billion settlement the bank signed with U.S. authorities over anti-money laundering compliance failures, saying they made some statements that may have downplayed the severity of the issues the bank faced.Law360, 14 Oct 2026, 22:57 UTC, law360.com